Opportunity Information: Apply for PAR 17 496

The National Institutes of Health (NIH) funding opportunity titled "Intervention Research to Improve Native American Health (R01 Clinical Trial Optional)" (Funding Opportunity Number PAR-17-496) supports research projects aimed at improving the health of Native American populations. For this program, "Native Americans" is defined broadly to include Alaska Native, American Indian, and Native Hawaiian communities. It also provides a specific definition of "Native Hawaiian" as an individual whose ancestors were natives of the Hawaiian Islands prior to 1778. The overall intent is to fund research that can lead to practical, culturally grounded improvements in health and quality of life, with an emphasis on interventions, early-stage development work, and approaches that can be meaningfully applied in Native communities.

A central focus of the opportunity is exploratory and developmental intervention research. This can include secondary analyses of existing datasets, such as data collected by Tribal Epidemiology Centers, as well as projects that merge multiple data sources to answer high-priority questions affecting Native communities. The FOA also highlights support for pilot and feasibility studies, which are often necessary to test whether an intervention approach is workable, acceptable, and measurable in a specific community setting before scaling up. In addition, applicants are encouraged to assess, adapt, and validate measures (for example, surveys, screening tools, clinical or behavioral metrics) that are being developed for use in Native American contexts, recognizing that standard instruments may not always translate well across cultures or community realities without careful validation.

The research supported under this FOA is expected to be culturally appropriate and aligned with community needs, values, and lived experiences. Projects should be designed in a way that respects and reflects local context and, ideally, strengthens the likelihood that successful strategies will be adopted and sustained. The outcomes NIH is looking for include efforts that promote healthy lifestyles, improve health-related behaviors, and strengthen social or environmental conditions that shape health. Priority areas specifically mentioned include chronic disease-related factors and conditions, prevention or reduction of tobacco use, alcohol use, and other drug use, and improved mental health outcomes. The FOA also includes prevention of HIV risk as an important topic area, along with improving treatment adherence and strengthening health care systems so they adopt and implement standards of care that raise overall quality of life. Because the FOA is labeled "Clinical Trial Optional," applicants may propose studies that include clinical trials if appropriate, but a clinical trial is not required for an application to be responsive.

Eligibility is broad, reflecting an intent to encourage participation across many kinds of organizations that can contribute to Native health research. Eligible applicants include a wide range of U.S.-based entities such as state, county, city or township governments, special district governments, independent school districts, federally recognized Native American tribal governments, and Native American tribal organizations that are not federally recognized. Higher education institutions are eligible, including public and state-controlled institutions and private institutions, as are nonprofits both with and without 501(c)(3) status, public housing authorities/Indian housing authorities, for-profit organizations other than small businesses, and small businesses. The FOA also calls out additional applicant categories such as Alaska Native and Native Hawaiian Serving Institutions, Asian American Native American Pacific Islander Serving Institutions (AANAPISISs), tribally controlled colleges and universities (TCCUs), historically Black colleges and universities (HBCUs), Hispanic-serving institutions, faith-based or community-based organizations, regional organizations, and U.S. territories or possessions. While the program allows many U.S. applicant types, non-U.S. entities are generally not eligible to apply, and non-U.S. components of U.S. organizations are not eligible. However, the FOA allows foreign components under a narrow circumstance: when a tribe's ancestral catchment area crosses national boundaries, consistent with definitions in the NIH Grants Policy Statement.

From an administrative standpoint, this is a discretionary grant program using the R01 mechanism, listed under multiple CFDA numbers (93.113, 93.242, 93.273, 93.279, 93.307, 93.393), and administered by NIH. The posted original closing date in the provided source information is August 14, 2020, with a creation date of September 29, 2017. The source excerpt does not specify an award ceiling or the expected number of awards, which suggests applicants would need to consult the full FOA and NIH institute-specific guidance for budget expectations, scope alignment, and any institute or center priorities tied to the announcement.

In practical terms, this opportunity is designed for teams that want to build, test, refine, or validate intervention strategies that are likely to matter on the ground in Native communities. It supports work that can be data-driven (including sophisticated secondary data approaches), community-centered (with cultural appropriateness as a core expectation), and oriented toward real-world improvements in prevention, behavior change, mental health, substance use outcomes, HIV risk reduction, treatment adherence, and health system quality.

  • The National Institutes of Health in the education, environment, health sector is offering a public funding opportunity titled "Intervention Research to Improve Native American Health (R01 Clinical Trial Optional)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.113, 93.242, 93.273, 93.279, 93.307, 93.393.
  • This funding opportunity was created on 2017-09-29.
  • Applicants must submit their applications by 2020-08-14. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: State governments, County governments, City or township governments, Special district governments, Independent school districts, Public and State controlled institutions of higher education, Native American tribal governments (Federally recognized), Public housing authorities/Indian housing authorities, Native American tribal organizations (other than Federally recognized tribal governments), Nonprofits having a 501 (c) (3) status with the IRS, other than institutions of higher education, Nonprofits that do not have a 501 (c) (3) status with the IRS, other than institutions of higher education, Private institutions of higher education, For-profit organizations other than small businesses, Small businesses, Others.
Apply for PAR 17 496

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Frequently Asked Questions (FAQs)

What is the title and funding opportunity number for this grant?

The opportunity is titled "Intervention Research to Improve Native American Health (R01 Clinical Trial Optional)" and the Funding Opportunity Number is PAR-17-496.

Which agency administers this funding opportunity?

This is a National Institutes of Health (NIH) funding opportunity administered by NIH.

What type of grant mechanism is used?

The program uses the R01 research project grant mechanism and is described as a discretionary grant program.

What does "Clinical Trial Optional" mean for this FOA?

"Clinical Trial Optional" means an application may include a clinical trial if it fits the proposed research, but a clinical trial is not required for an application to be considered responsive.

Who is the intended population for the research supported by this opportunity?

The FOA is intended to support research aimed at improving health outcomes for Native American populations, broadly defined to include Alaska Native, American Indian, and Native Hawaiian communities.

How does this FOA define "Native Hawaiian"?

The FOA defines a "Native Hawaiian" as an individual whose ancestors were natives of the Hawaiian Islands prior to 1778.

What is the overall purpose of this funding opportunity?

The overall intent is to fund research that can lead to practical, culturally grounded improvements in health and quality of life for Native communities, with an emphasis on interventions and approaches that can be meaningfully applied in real community settings.

What kinds of research projects are especially emphasized?

A central focus is exploratory and developmental intervention research. The FOA highlights early-stage work that helps build, test, refine, or validate intervention strategies relevant to Native communities.

Are secondary analyses of existing datasets allowed?

Yes. The FOA explicitly supports secondary analyses of existing datasets, including data collected by Tribal Epidemiology Centers.

Can a project merge multiple data sources?

Yes. The FOA notes that projects may merge multiple data sources to address high-priority questions affecting Native communities.

Does the FOA support pilot or feasibility studies?

Yes. The FOA highlights support for pilot and feasibility studies to determine whether an intervention is workable, acceptable, and measurable in a particular community context before scaling up.

Does the FOA encourage development or validation of measurement tools?

Yes. Applicants are encouraged to assess, adapt, and validate measures (such as surveys, screening tools, and clinical or behavioral metrics) for use in Native American contexts, recognizing that standard instruments may not translate well without careful validation.

What expectations are stated about cultural appropriateness?

The FOA expects research to be culturally appropriate and aligned with community needs, values, and lived experiences, with designs that respect local context and strengthen the likelihood of adoption and sustainability.

What kinds of outcomes is NIH looking for?

The FOA describes outcomes such as promoting healthy lifestyles, improving health-related behaviors, and strengthening social or environmental conditions that shape health and quality of life in Native communities.

What priority topic areas are specifically mentioned?

Priority areas mentioned include chronic disease-related factors and conditions; prevention or reduction of tobacco use, alcohol use, and other drug use; improved mental health outcomes; HIV risk prevention; improving treatment adherence; and strengthening health care systems so they adopt and implement standards of care that raise overall quality of life.

Are health care systems and standards of care within scope?

Yes. The FOA includes strengthening health care systems so they adopt and implement standards of care as a topic area tied to improving quality of life.

Who is eligible to apply?

Eligibility is broad and includes many U.S.-based entities, such as state, county, city or township governments; special district governments; independent school districts; federally recognized Native American tribal governments; and Native American tribal organizations (including those not federally recognized).

Are colleges, universities, and nonprofits eligible?

Yes. Eligible applicants include higher education institutions (public/state-controlled and private) and nonprofits both with and without 501(c)(3) status.

Are for-profit organizations and small businesses eligible?

Yes. The FOA lists eligibility for for-profit organizations other than small businesses and also includes small businesses as eligible applicants.

Are public housing authorities eligible?

Yes. The FOA lists public housing authorities/Indian housing authorities as eligible applicants.

Does the FOA mention specific institution categories as eligible?

Yes. The FOA calls out multiple categories, including Alaska Native and Native Hawaiian Serving Institutions; Asian American Native American Pacific Islander Serving Institutions (AANAPISISs); tribally controlled colleges and universities (TCCUs); historically Black colleges and universities (HBCUs); Hispanic-serving institutions; faith-based or community-based organizations; regional organizations; and U.S. territories or possessions.

Are non-U.S. entities eligible to apply?

No. The source information states that non-U.S. entities are generally not eligible to apply.

Are non-U.S. components of U.S. organizations eligible?

No. The FOA indicates that non-U.S. components of U.S. organizations are not eligible.

Are any foreign components allowed under this FOA?

Yes, under a narrow circumstance: foreign components may be allowed when a tribe's ancestral catchment area crosses national boundaries, consistent with definitions in the NIH Grants Policy Statement.

What CFDA numbers are associated with this opportunity?

The opportunity is listed under multiple CFDA numbers: 93.113, 93.242, 93.273, 93.279, 93.307, and 93.393.

What are the dates provided for this FOA?

The source excerpt lists a creation date of September 29, 2017 and an original closing date of August 14, 2020.

Does the provided information include an award ceiling or the expected number of awards?

No. The source excerpt does not specify an award ceiling or the expected number of awards. It suggests applicants may need to consult the full FOA and NIH institute- or center-specific guidance for budget expectations, alignment, and priorities.

What kinds of teams or applicants is this opportunity designed for?

Based on the description, it is designed for teams seeking to build, test, refine, or validate intervention strategies that can matter in Native communities, including work that is data-driven (such as secondary data analyses) and community-centered (with cultural appropriateness as a core expectation).

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